SEC Form 4 · accession 0001209191-15-017512
MANNKIND CORP · MNKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Thomson
Officer — VP & General Counsel
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 9:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Feb 19, 2015 | S | 68,662 | $7.1943 | D | 141,221 | D | |
| Common Stock, $0.01 Par Value | Feb 23, 2015 | A | 15,000 | $0.00 | A | 156,221 | D | |
| Common Stock, $0.01 Par Value | Feb 23, 2015 | F | 5,637 | $6.43 | D | 150,584 | D | |
| Common Stock, $0.01 Par Value | Feb 23, 2015 | A | 30,000 | $0.00 | A | 180,584 | D | |
| Common Stock, $0.01 Par Value | Feb 23, 2015 | F | 11,274 | $6.43 | D | 169,310 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction occurred pursuant to Rule 10B5-1 Plan.
- F2The reporting person was granted restricted stock units that vest upon the achievement of certain defined performance milestones. On February 3, 2015, the last defined performance milestone was met, resulting in the vesting of the restricted stock units.
- F3Shares withheld to satisfy the tax liability to the vesting of a restricted stock unit award.