SEC Form 4 · accession 0001209191-15-010598
MANNKIND CORP · MNKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane Palumbo
Officer — Vice President, Human Resource
Period of report
Feb 5, 2015
Accepted (ET)
Feb 9, 2015 · 7:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Feb 5, 2015 | M | 29,833 | $2.41 | A | 58,938 | D | |
| Common Stock, $.01 Par Value | Feb 5, 2015 | S | 29,833 | $6.95 | D | 29,105 | D | |
| Common Stock, $.01 Par Value | Feb 5, 2015 | M | 60,000 | $1.69 | A | 89,105 | D | |
| Common Stock, $.01 Par Value | Feb 5, 2015 | S | 60,000 | $6.95 | D | 29,105 | D | |
| Common Stock, $.01 Par Value | Feb 5, 2015 | M | 60,000 | $1.69 | A | 89,105 | D | |
| Common Stock, $.01 Par Value | Feb 5, 2015 | S | 60,000 | $6.95 | D | 29,105 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $2.41 | Feb 5, 2015 | M | 29,833 | D | Aug 17, 2012 | Aug 17, 2021 | Common Stock, $0.01 Par Value | 29,833 | 14,918 | D |
| Employee Stock Option | $1.69 | Feb 5, 2015 | M | 60,000 | D | May 17, 2014 | May 17, 2022 | Common | 60,000 | 0 | D |
| Employee Stock Option | $1.69 | Feb 5, 2015 | M | 60,000 | D | May 17, 2014 | May 17, 2022 | Common | 60,000 | 0 | D |
Explanation of responses
- F1Transaction occurred pursuant to Rule 10B5-1 Plan.