SEC Form 4 · accession 0001209191-15-010597
MANNKIND CORP · MNKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Thomson
Officer — VP & General Counsel
Period of report
Feb 5, 2015
Accepted (ET)
Feb 9, 2015 · 7:36 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Feb 5, 2015 | M | 80,000 | $1.69 | A | 289,883 | D | |
| Common Stock, $0.01 Par Value | Feb 5, 2015 | S | 80,000 | $7.00 | D | 209,883 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $1.69 | Feb 5, 2015 | M | 80,000 | D | May 17, 2014 | May 17, 2022 | Common Stock, $.01 Par Value | 80,000 | 0 | D |
Explanation of responses
- F1Transaction occurred pursuant to Rule 10B5-1 Plan.