SEC Form 4 · accession 0001209191-15-002914
MANNKIND CORP · MNKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane Palumbo
Officer — Vice President, Human Resource
Period of report
Jan 5, 2015
Accepted (ET)
Jan 7, 2015 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par ValueF1 | Jan 5, 2015 | M | 150,000 | $1.69 | A | 179,105 | D | |
| Common Stock, $.01 Par ValueF1 | Jan 5, 2015 | S | 150,000 | $5.95 | D | 29,105 | D | |
| Common Stock, $.01 Par ValueF1 | Jan 5, 2015 | M | 38,999 | $2.32 | A | 68,104 | D | |
| Common Stock, $.01 Par ValueF1 | Jan 5, 2015 | S | 38,999 | $5.95 | D | 29,105 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $1.69 | Jan 5, 2015 | M | 150,000 | D | May 17, 2013 | May 17, 2022 | Common Stock, $0.01 Par Value | 150,000 | 50,000 | D |
| Employee Stock OptionF1 | $2.32 | Jan 5, 2015 | M | 38,999 | D | Aug 16, 2013 | Aug 16, 2022 | Common | 38,999 | 33,001 | D |
Explanation of responses
- F1Transaction occurred pursuant to Rule 10B5-1 Plan.