SEC Form 3/A · accession 0001127602-18-025310
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
Glenn T Shapiro
Other
Period of report
Jan 3, 2018
Accepted (ET)
Aug 14, 2018 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,725 | D | ||
| Common Stock | holding | — | — | — | 10 | I | By 401(K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $66.70 | holding | — | — | — | — | Apr 5, 2026 | Common Stock | 24,537 | — | D |
| Employee Stock Option (Right to Buy)F2 | $78.35 | holding | — | — | — | — | Feb 9, 2027 | Common Stock | 43,133 | — | D |
| Restricted Stock UnitsF3 | — | holding | — | — | — | Apr 5, 2019 | Apr 5, 2019 | Common Stock | 6,964 | — | D |
| Restricted Stock UnitsF4 | — | holding | — | — | — | — | Apr 5, 2019 | Common Stock | 4,423 | — | D |
Explanation of responses
- F1Stock option award granted on April 5, 2016 for 36,805 shares of common stock vesting in three equal increments, with any fractional shares to be rounded as provided for in award agreement. The first increment vested on April 5, 2017. The remaining increments will vest on April 5, 2018 and April 5, 2019.
- F2Stock option award granted on February 9, 2017 for 43,133 shares of common stock vesting in three equal increments, with any fractional shares to be rounded as provided for in award agreement, on February 9, 2018, February 9, 2019, and February 9, 2020.
- F3Award of Restricted Stock Units (RSUs) granted on April 5, 2016 under The Allstate Corporation 2013 Equity Incentive Plan. Each RSU represents the right to receive, without the payment of any consideration, one share of Allstate common stock (on the conversion date), which is April 5, 2019.
- F4Award of Restricted Stock Units (RSUs) granted on April 5, 2016 under The Allstate Corporation 2013 Equity Incentive Plan. Each RSU represents the right to receive, without the payment of any consideration, one share of Allstate common stock (on the conversion date), with any fractional shares to be rounded as provided for in award agreement. Half of the RSUs will convert on April 5, 2018 and the remaining half will convert on April 5, 2019.
Remarks
This amendment is being filed solely to add the Power of Attorney inadvertently omitted from the original filing.