SEC Form 4 · accession 0001127602-18-024973
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn T Shapiro
Other
Period of report
Aug 6, 2018
Accepted (ET)
Aug 8, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 6, 2018 | M | 12,268 | $66.70 | A | 15,556 | D | |
| Common Stock | Aug 6, 2018 | M | 14,377 | $78.35 | A | 29,933 | D | |
| Common StockF1 | Aug 6, 2018 | S | 21,728 | $98.70 | D | 8,205 | D | |
| Common Stock | holding | — | — | — | 114 | I | By 401(K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $66.70 | Aug 6, 2018 | M | 12,268 | D | — | Apr 5, 2026 | Common Stock | 12,268 | 12,269 | D |
| Employee Stock Option (Right to Buy)F3 | $78.35 | Aug 6, 2018 | M | 14,377 | D | — | Feb 9, 2027 | Common Stock | 14,377 | 28,756 | D |
Explanation of responses
- F1Reflects weighted average sale price for open-market sales transaction reported herein. Actual sales prices ranged from $98.57 - $98.825. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.
- F2Stock option award granted on April 5, 2016 for 36,805 shares of common stock vesting in three equal increments. The remaining increment will vest on April 5, 2019.
- F3Stock option award granted on February 9, 2017 for 43,133 shares of common stock vesting in three equal increments. The remaining increments will vest on February 9, 2019 and February 9, 2020.