SEC Form 4 · accession 0001127602-18-001377
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jesse E Merten
Officer — EVP & Chief Risk Officer (AIC)
Period of report
Jan 4, 2018
Accepted (ET)
Jan 8, 2018 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $100.80 | Jan 4, 2018 | A | 700 | A | — | Jan 4, 2028 | Common Stock | 700 | 700 | D |
| Restricted Stock UnitsF2 | — | Jan 4, 2018 | A | 139 | A | Jan 4, 2021 | Jan 4, 2021 | Common Stock | 139 | 139 | D |
Explanation of responses
- F1Option exercisable in three increments, with one third vesting on January 4, 2019, January 4, 2020, and January 4, 2021, with any fractional shares to be rounded as provided for in award agreement.
- F2Award of Restricted Stock Units (RSUs) granted under The Allstate Corporation 2013 Equity Incentive Plan. Each RSU represents the right to receive, without the payment of any consideration, one share of Allstate common stock (on the conversion date), which is January 4, 2021.