SEC Form 4 · accession 0001127602-17-032056
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suren Gupta
Other
Period of report
Nov 10, 2017
Accepted (ET)
Nov 14, 2017 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 10, 2017 | M | 75,692 | $31.56 | A | 127,561 | D | |
| Common StockF2 | Nov 10, 2017 | S | 75,692 | $98.77 | D | 51,869 | D | |
| Common StockF3 | Nov 10, 2017 | S | 27,550 | $98.44 | D | 24,319 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By sons | |
| Common StockF4 | holding | — | — | — | 785 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $31.56 | Nov 10, 2017 | M | 75,692 | D | Feb 21, 2016 | Feb 21, 2022 | Common Stock | 75,692 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1(c) trading plan that became effective on November 9, 2017.
- F2Reflects weighted average sale price for open-market sales transaction reported herein. Actual sale prices ranged from $98.31 to $99.16. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.
- F3Reflects weighted average sale price for open-market sales transaction reported herein. Actual sale prices ranged from $98.10 to $98.75. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.
- F4Reflects acquisition of 7 shares of The Allstate Corporation common stock since February 9, 2017, under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated November 9, 2017.