SEC Form 4 · accession 0001127602-17-022921
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harriet K Harty
Other
Period of report
Jun 30, 2017
Accepted (ET)
Jul 5, 2017 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 30, 2017 | M | 7,228 | $31.56 | A | 18,260 | D | |
| Common StockF1 | Jun 30, 2017 | S | 7,228 | $88.354 | D | 11,032 | D | |
| Common StockF2 | holding | — | — | — | 8,897 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $31.56 | Jun 30, 2017 | M | 7,228 | D | Feb 21, 2016 | Feb 21, 2022 | Common Stock | 7,228 | 0 | D |
Explanation of responses
- F1Reflects weighted average sale price for open-market sales transaction reported herein. Actual sales prices ranged from $88.35-$88.36. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.
- F2Reflects acquisition of 170 shares of The Allstate Corporation common stock since February 26, 2017, under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated June 27, 2017.