SEC Form 4 · accession 0001127602-17-020656
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric K Ferren
Officer — SVP, Controller, and CAO
Period of report
Jun 2, 2017
Accepted (ET)
Jun 6, 2017 · 2:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 2, 2017 | M | 3,595 | $0.00 | A | 4,070 | D | |
| Common StockF2 | Jun 2, 2017 | F | 1,119 | $86.94 | D | 2,476 | D | |
| Common StockF2 | holding | — | — | — | 475 | I | By family trust | |
| Common Stock | holding | — | — | — | 1,104 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jun 2, 2017 | M | 3,595 | D | Jun 2, 2017 | Jun 2, 2017 | Common Stock | 3,595 | 0 | D |
Explanation of responses
- F1Conversion of previously awarded restricted stock units into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2013 Equity Incentive Plan.
- F2Form reflects indirectly held shares of common stock in spouse's trust. Shares were previously reflected incorrectly as directly held common stock in reporting person's prior Form 3 filing.