SEC Form 4 · accession 0001127602-17-017268
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan L Lees
Officer — EVP, General Counsel & Sec.
Period of report
May 4, 2017
Accepted (ET)
May 8, 2017 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2017 | M | 20,154 | $33.90 | A | 51,861 | D | |
| Common Stock | May 4, 2017 | M | 10,552 | $31.56 | A | 62,413 | D | |
| Common StockF1 | May 4, 2017 | S | 33,806 | $85.31 | D | 28,607 | D | |
| Common Stock | holding | — | — | — | 8,954 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $33.90 | May 4, 2017 | M | 20,154 | D | Jun 11, 2016 | Jun 11, 2022 | Common Stock | 20,154 | 0 | D |
| Employee Stock Option (Right to Buy) | $31.56 | May 4, 2017 | M | 10,552 | D | Feb 21, 2016 | Feb 21, 2022 | Common Stock | 10,552 | 0 | D |
Explanation of responses
- F1Reflects weighted average sale price for open-market sales transaction reported herein. Actual sale prices ranged from $85.22 to $85.43. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.