SEC Form 4 · accession 0001127602-17-017006
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel H Pilch
Officer — Sr. Group VP and Controller
Period of report
May 3, 2017
Accepted (ET)
May 5, 2017 · 12:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 3, 2017 | M | 3,585 | $31.56 | A | 35,875 | D | |
| Common Stock | May 3, 2017 | M | 4,997 | $45.61 | A | 40,872 | D | |
| Common Stock | May 3, 2017 | S | 8,582 | $83.88 | D | 32,290 | D | |
| Common StockF1 | holding | — | — | — | 4,754 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $31.56 | May 3, 2017 | M | 3,585 | D | Feb 21, 2016 | Feb 21, 2022 | Common Stock | 3,585 | 0 | D |
| Employee Stock Option (Right to Buy) | $45.61 | May 3, 2017 | M | 4,997 | D | Feb 12, 2017 | Feb 12, 2023 | Common Stock | 4,997 | 0 | D |
Explanation of responses
- F1Reflects acquisition of 10 shares of The Allstate Corporation common stock since February 9, 2017 under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated May 3, 2017.
Remarks
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1(c) trading plan that became effective on February 28, 2017.