SEC Form 4 · accession 0001127602-17-005991
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjay Gupta
Other
Period of report
Feb 13, 2017
Accepted (ET)
Feb 14, 2017 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2017 | M | 13,707 | $45.61 | A | 56,590 | D | |
| Common StockF2 | Feb 13, 2017 | S | 13,707 | $78.95 | D | 42,883 | D | |
| Common StockF3 | holding | — | — | — | 607 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $45.61 | Feb 13, 2017 | M | 13,707 | D | Feb 12, 2017 | Feb 12, 2023 | Common Stock | 13,707 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1(c) trading plan that became effective on December 22, 2016.
- F2Reflects weighted average sale price for open-market sales transaction reported herein. Actual sales prices ranged from $78.95 - $79.02. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.
- F3Reflects acquisition of 145 shares of The Allstate Corporation common stock since September 1, 2016, under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated February 9, 2017.