SEC Form 4 · accession 0001127602-17-000965
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjay Gupta
Other
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 2:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 3, 2017 | M | 22,844 | $45.61 | A | 79,627 | D | |
| Common Stock | Jan 3, 2017 | S | 36,744 | $74.00 | D | 42,883 | D | |
| Common Stock | holding | — | — | — | 462 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $45.61 | Jan 3, 2017 | M | 22,844 | D | — | Feb 12, 2023 | Common Stock | 22,844 | 13,707 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1(c) trading plan that became effective on December 22, 2016.
- F2Stock option award granted to reporting person on February 12, 2013. The remaining increment of 25% to vest on February 12, 2017.