SEC Form 4 · accession 0001127602-16-070574
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Wilson
Officer — Chairman and CEO · Director
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Dec 16, 2016 | G | 46,410 | $0.00 | D | 109,524 | D | |
| Common Stock | Dec 16, 2016 | M | 262,335 | $62.24 | A | 371,859 | D | |
| Common Stock | Dec 16, 2016 | F | 239,730 | $73.98 | D | 132,129 | D | |
| Common Stock | Dec 16, 2016 | S | 22,605 | $74.09 | D | 109,524 | D | |
| Common StockF1 | holding | — | — | — | 147,700 | I | By 2015 GRAT | |
| Common Stock | holding | — | — | — | 130,222 | I | By 2016 GRAT | |
| Common Stock | holding | — | — | — | 153,905 | I | Remainder GRAT | |
| Common StockF5 | holding | — | — | — | 5,880 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $62.24 | Dec 16, 2016 | M | 262,335 | D | Feb 20, 2011 | Feb 20, 2017 | Common Stock | 262,335 | 0 | D |
Explanation of responses
- F1Reflects distribution and transfer of 119,427 shares formerly held by the Thomas J. Wilson 2015 GRAT to direct ownership on December 2, 2016.
- F2Form also reflects 26.554 shares acquired during the period of April 7, 2016, through October 6, 2016, through the Shareholder Service Plus Plan, which reinvests dividends paid on The Allstate Corporation common shares.
- F3Gift of shares to charitable family foundation and other charitable entities.
- F4Shares withheld by issuer to pay the exercise price and minimum tax withholding liability incurred in connection with the exercise.
- F5Reflects acquisition of 48 shares of The Allstate Corporation common stock since June 24, 2016, under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated December 15, 2016.