SEC Form 4 · accession 0001127602-16-070150
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suren Gupta
Other
Period of report
Dec 13, 2016
Accepted (ET)
Dec 15, 2016 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 13, 2016 | M | 46,297 | $33.88 | A | 90,569 | D | |
| Common StockF2 | Dec 13, 2016 | S | 46,297 | $72.69 | D | 44,272 | D | |
| Common StockF3 | holding | — | — | — | 635 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $33.88 | Dec 13, 2016 | M | 46,297 | D | May 2, 2015 | May 2, 2021 | Common Stock | 46,297 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1(c) trading plan that became effective on December 9, 2016.
- F2Reflects weighted average sale price for open-market sales transaction reported herein. Actual sale prices ranged from $72.54 to $73.08. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.
- F3Reflects acquisition of 11 shares of The Allstate Corporation common stock since February 4, 2016 under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated December 13, 2016.