SEC Form 4 · accession 0001127602-16-069222
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harriet K Harty
Other
Period of report
Dec 3, 2016
Accepted (ET)
Dec 6, 2016 · 10:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 3, 2016 | M | 80 | $0.00 | A | 8,387 | D | |
| Common Stock | Dec 3, 2016 | F | 25 | $70.61 | D | 8,362 | D | |
| Common StockF2 | holding | — | — | — | 8,482 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Dec 3, 2016 | M | 80 | D | Dec 3, 2016 | Dec 3, 2016 | Common Stock | 80 | 0 | D |
Explanation of responses
- F1Conversion of previously awarded restricted stock units into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2013 Equity Incentive Plan.
- F2Reflects acquisition of 75 shares of The Allstate Corporation common stock since August 5, 2016, under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated November 28, 2016.