SEC Form 4 · accession 0001127602-16-069106
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan L Lees
Officer — EVP, General Counsel & Sec.
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 2:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2016 | M | 5,111 | $48.82 | A | 30,906 | D | |
| Common StockF1 | Dec 1, 2016 | S | 5,111 | $70.145 | D | 25,795 | D | |
| Common StockF2 | holding | — | — | — | 8,798 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $48.82 | Dec 1, 2016 | M | 5,111 | D | Feb 26, 2012 | Feb 26, 2018 | Common Stock | 5,111 | 0 | D |
Explanation of responses
- F1Reflects weighted average sale price for open-market sales transaction reported herein. Actual sale prices ranged from $70.13 to $70.16. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.
- F2Reflects acquisition of 41 shares of The Allstate Corporation common stock since September 7, 2016 under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated November 30, 2016.