SEC Form 4 · accession 0001127602-16-068091
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel H Pilch
Officer — Sr. Group VP and Controller
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 3:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2016 | M | 21,178 | $62.24 | A | 47,033 | D | |
| Common Stock | Nov 21, 2016 | S | 21,178 | $72.24 | D | 25,855 | D | |
| Common StockF2 | holding | — | — | — | 4,583 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $62.24 | Nov 21, 2016 | M | 21,178 | D | Feb 20, 2011 | Feb 20, 2017 | Common Stock | 21,178 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1(c) trading plan that became effective on May 24, 2016.
- F2Reflects acquisition of 58 shares of The Allstate Corporation common stock since February 4, 2016 under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated November 21, 2016.