SEC Form 4 · accession 0001127602-16-062055
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjay Gupta
Other
Period of report
Sep 4, 2016
Accepted (ET)
Sep 7, 2016 · 1:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 4, 2016 | M | 5,014 | $0.00 | A | 59,075 | D | |
| Common Stock | Sep 4, 2016 | F | 2,292 | $68.95 | D | 56,783 | D | |
| Common StockF2 | holding | — | — | — | 462 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Sep 4, 2016 | M | 5,014 | D | Sep 4, 2016 | Sep 4, 2016 | Common Stock | 5,014 | 0 | D |
Explanation of responses
- F1Conversion of previously awarded restricted stock units into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2013 Equity Incentive Plan.
- F2Reflects acquisition of 6 shares of The Allstate Corporation common stock since February 4, 2016 under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated September 1, 2016.