SEC Form 4 · accession 0001127602-16-057974
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjay Gupta
Other
Period of report
Jul 11, 2016
Accepted (ET)
Jul 13, 2016 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 11, 2016 | M | 9,137 | $45.61 | A | 63,198 | D | |
| Common Stock | Jul 11, 2016 | S | 9,137 | $70.00 | D | 54,061 | D | |
| Common Stock | holding | — | — | — | 456 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $45.61 | Jul 11, 2016 | M | 9,137 | D | — | Feb 12, 2023 | Common Stock | 9,137 | 45,688 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1(c) trading plan that became effective on November 24, 2015.
- F2Stock option award granted to reporting person on February 12, 2013. The remaining increment of 25% to vest on February 12, 2017.
Remarks
The cashless exercise of options transactions reported on this Form 4 were effective pursuant to Rule 10b5-1(c) trading plan that became effective on November 24, 2015.