SEC Form 4 · accession 0001127602-16-054868
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven E Shebik
Officer — EVP & Chief Financial Officer
Period of report
Jun 3, 2016
Accepted (ET)
Jun 7, 2016 · 11:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 31, 2016 | G | 5,489 | $0.00 | D | 87,388 | D | |
| Common Stock | Jun 3, 2016 | M | 20,000 | $16.83 | A | 107,388 | D | |
| Common StockF2 | Jun 3, 2016 | S | 20,000 | $67.46 | D | 87,388 | D | |
| Common StockF3 | holding | — | — | — | 7,503 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $16.83 | Jun 3, 2016 | M | 20,000 | D | Feb 27, 2013 | Feb 27, 2019 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Gift of shares to two charitable entities.
- F2Reflects weighted average sale price for open-market sales transaction reported herein. Actual sale prices ranged from $67.41 to $67.50. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.
- F3Reflects acquisition of 65 shares of The Allstate Corporation common stock since February 4, 2016, under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated June 6, 2016.