SEC Form 4 · accession 0001127602-16-051632
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Don Civgin
Other
Period of report
May 6, 2016
Accepted (ET)
May 10, 2016 · 2:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 6, 2016 | M | 65,000 | $46.48 | A | 167,147 | D | |
| Common Stock | May 6, 2016 | M | 28,836 | $31.74 | A | 195,983 | D | |
| Common Stock | May 6, 2016 | M | 54,787 | $31.56 | A | 250,770 | D | |
| Common Stock | May 6, 2016 | M | 65,789 | $45.61 | A | 316,559 | D | |
| Common StockF1 | May 6, 2016 | S | 214,412 | $66.92 | D | 102,147 | D | |
| Common StockF2 | holding | — | — | — | 1,549 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $46.48 | May 6, 2016 | M | 65,000 | D | Sep 8, 2012 | Sep 8, 2018 | Common Stock | 65,000 | 0 | D |
| Employee Stock Option (Right to Buy) | $31.74 | May 6, 2016 | M | 28,836 | D | Feb 22, 2015 | Feb 22, 2021 | Common Stock | 28,836 | 0 | D |
| Employee Stock Option (Right to Buy) | $31.56 | May 6, 2016 | M | 54,787 | D | Feb 21, 2016 | Feb 21, 2022 | Common Stock | 54,787 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $45.61 | May 6, 2016 | M | 65,789 | D | — | Feb 12, 2023 | Common Stock | 65,789 | 21,930 | D |
Explanation of responses
- F1Reflects weighted average sale price for open-market sales transaction reported herein. Actual sale prices ranged from $66.59 to $67.23. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.
- F2Reflects acquisition of 6 shares of The Allstate Corporation common stock since February 4, 2016 under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated May 5, 2016.
- F3Stock option award granted to reporting person on February 12, 2013. The remaining 25% to vest on February 12, 2017.