SEC Form 4 · accession 0001127602-16-041481
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Wilson
Officer — Chairman and CEO · Director
Period of report
Feb 11, 2016
Accepted (ET)
Feb 16, 2016 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 12, 2016 | A | 130,638 | $0.00 | A | 151,875 | D | |
| Common StockF4 | Feb 12, 2016 | F | 54,863 | $62.32 | D | 97,012 | D | |
| Common Stock | holding | — | — | — | 118,900 | I | By 2014 GRAT | |
| Common StockF2 | holding | — | — | — | 267,127 | I | By 2015 GRAT | |
| Common Stock | holding | — | — | — | 109,905 | I | Remainder GRAT | |
| Common StockF5 | holding | — | — | — | 5,780 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F6 | $62.32 | Feb 11, 2016 | A | 295,324 | A | — | Feb 11, 2026 | Common Stock | 295,324 | 295,324 | D |
Explanation of responses
- F1Shares acquired upon conversion of 2013 performance stock award, pursuant to The Allstate Corporation 2013 Equity Incentive Plan.
- F2Reflects reporting person's contribution of 267,127 shares on December 3, 2015, of Allstate common stock previously reported as directly held to the Thomas J. Wilson 2015 GRAT Trust.
- F3Form also reflects 13.672 shares acquired during period of October 7, 2015, through January 7, 2016, through the Shareowner Service Plus Plan, which reinvests dividends paid on The Allstate Corporation common shares.
- F4Shares withheld to satisfy tax withholding obligations incident to the conversion of performance stock award.
- F5Reflects acquisition of 172 shares of The Allstate Corporation common stock since December 1, 2015, under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated February 4, 2016.
- F6Option exercisable in three increments, with one third vesting on February 11, 2017, February 11, 2018, and February 11, 2019, with any fractional shares to be rounded as provided for in award agreement.