SEC Form 4 · accession 0001127602-16-041345
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel H Pilch
Officer — Sr. Group VP and Controller
Period of report
Feb 11, 2016
Accepted (ET)
Feb 16, 2016 · 3:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2016 | M | 1,967 | $0.00 | A | 24,317 | D | |
| Common Stock | Feb 12, 2016 | F | 566 | $62.32 | D | 23,751 | D | |
| Common StockF2 | holding | — | — | — | 4,525 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $62.32 | Feb 11, 2016 | A | 17,115 | A | — | Feb 11, 2026 | Common Stock | 17,115 | 17,115 | D |
| Restricted Stock UnitsF1 | — | Feb 12, 2016 | M | 1,967 | D | — | Feb 12, 2017 | Common Stock | 1,967 | 1,967 | D |
Explanation of responses
- F1Conversion of previously awarded restricted stock units into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2013 Equity Incentive Plan. The remaining restricted stock units will convert on February 12, 2017.
- F2Reflects acquisition of 248 shares of The Allstate Corporation common stock since February 10, 2015 under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated February 4, 2016.
- F3Option exercisable in three increments, with one third vesting on February 11, 2017, February 11, 2018, and February 11, 2019, with any fractional shares to be rounded as provided for in award agreement.