SEC Form 4 · accession 0001127602-16-041323
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjay Gupta
Other
Period of report
Feb 11, 2016
Accepted (ET)
Feb 16, 2016 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2016 | A | 22,268 | $0.00 | A | 61,927 | D | |
| Common StockF2 | Feb 12, 2016 | F | 7,866 | $62.32 | D | 54,061 | D | |
| Common StockF3 | holding | — | — | — | 456 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $62.32 | Feb 11, 2016 | A | 47,170 | A | — | Feb 11, 2026 | Common Stock | 47,170 | 47,170 | D |
Explanation of responses
- F1Shares acquired from conversion of performance stock awards pursuant to The Allstate Corporation 2013 Equity Incentive Plan.
- F2Shares withheld to satisfy tax withholding obligations incident to the conversion of performance stock awards.
- F3Reflects acquisition of 174 shares of The Allstate Corporation common stock since March 3, 2015 under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated February 4, 2016.
- F4Option exercisable in three increments, with one third vesting on February 11, 2017, February 11, 2018, and February 11, 2019, with any fractional shares to be rounded as provided for in award agreement.