SEC Form 4 · accession 0001127602-15-033240
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Wilson
Officer — Chairman and CEO · Director
Period of report
Dec 2, 2015
Accepted (ET)
Dec 4, 2015 · 2:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 1, 2015 | G | 62,850 | $0.00 | D | 273,503 | D | |
| Common Stock | Dec 2, 2015 | M | 190,000 | $53.84 | A | 463,503 | D | |
| Common Stock | Dec 2, 2015 | F | 175,152 | $62.89 | D | 288,351 | D | |
| Common Stock | holding | — | — | — | 118,900 | I | By 2014 GRAT | |
| Common StockF4 | holding | — | — | — | 5,608 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 109,905 | I | Remainder GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $53.84 | Dec 2, 2015 | M | 190,000 | D | Feb 21, 2010 | Feb 21, 2016 | Common Stock | 190,000 | 0 | D |
Explanation of responses
- F1Gift of shares to charitable family foundation.
- F2Form also reflects 26.526 shares acquired during period of April 8, 2015 through October 6, 2015 through the Shareowner Service Plus Plan, which reinvests dividends paid on The Allstate Corporation common shares.
- F3Delivery of shares to issuer to pay the exercise price and minimum tax withholding liability incurred in connection with the exercise.
- F4Reflects acquisition of 76 shares of The Allstate Corporation common stock since March 3, 2015, under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated December 1, 2015.