SEC Form 4 · accession 0001127602-15-016959
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine A Mabe
Other
Period of report
May 8, 2015
Accepted (ET)
May 12, 2015 · 3:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2015 | M | 12,976 | $31.56 | A | 46,144 | D | |
| Common Stock | May 8, 2015 | M | 21,136 | $45.61 | A | 67,280 | D | |
| Common StockF1 | May 8, 2015 | S | 39,112 | $67.21 | D | 28,168 | D | |
| Common Stock | holding | — | — | — | 1,841 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $31.56 | May 8, 2015 | M | 12,976 | D | — | Feb 21, 2022 | Common Stock | 12,976 | 12,976 | D |
| Employee Stock Option (Right to Buy)F3 | $45.61 | May 8, 2015 | M | 21,136 | D | — | Feb 12, 2023 | Common Stock | 21,136 | 21,136 | D |
Explanation of responses
- F1Reflects weighted average sale price for open-market sales transaction reported herein. Actual sale prices ranged from $67.09 to $67.37. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.
- F2Stock option award granted to reporting person on February 21, 2012. The remaining increment of 25% to vest on February 21, 2016.
- F3Stock option award granted to reporting person on February 12, 2013. The remaining increments of 25% to vest on February 12, 2016 and February 12, 2017.