SEC Form 4 · accession 0001127602-15-007999
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel H Pilch
Officer — Sr. Group VP and Controller
Period of report
Feb 21, 2015
Accepted (ET)
Feb 24, 2015 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 21, 2015 | M | 2,954 | $0.00 | A | 20,935 | D | |
| Common Stock | Feb 21, 2015 | F | 850 | $71.60 | D | 20,085 | D | |
| Common StockF2 | Feb 22, 2015 | M | 3,180 | $0.00 | A | 23,265 | D | |
| Common Stock | Feb 22, 2015 | F | 915 | $71.60 | D | 22,350 | D | |
| Common Stock | Feb 23, 2015 | M | 3,512 | $31.74 | A | 25,862 | D | |
| Common Stock | Feb 23, 2015 | S | 3,512 | $71.37 | D | 22,350 | D | |
| Common Stock | Feb 23, 2015 | M | 3,584 | $31.56 | A | 25,934 | D | |
| Common Stock | Feb 23, 2015 | S | 3,584 | $71.37 | D | 22,350 | D | |
| Common Stock | holding | — | — | — | 4,277 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 21, 2015 | M | 2,954 | D | — | — | Common Stock | 2,954 | 2,954 | D |
| Restricted Stock UnitsF2 | — | Feb 22, 2015 | M | 3,180 | D | Feb 22, 2015 | Feb 22, 2015 | Common Stock | 3,180 | 0 | D |
| Employee Stock Option (Right to Buy) | $31.74 | Feb 23, 2015 | M | 3,512 | D | Feb 22, 2015 | Feb 22, 2021 | Common Stock | 3,512 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $31.56 | Feb 23, 2015 | M | 3,584 | D | — | Feb 21, 2022 | Common Stock | 3,584 | 3,585 | D |
Explanation of responses
- F1Conversion of previously awarded restricted stock units into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2009 Equity Incentive Plan (now known as The Allstate Corporation 2013 Equity Incentive Plan). The remaining restricted stock units will convert on February 21, 2016.
- F2Conversion of previously awarded restricted stock units into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2009 Equity Incentive Plan (now known as The Allstate Corporation 2013 Equity Incentive Plan).
- F3Remaining increment to vest on February 21, 2016.
Remarks
The cashless exercise of options transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1(c) trading plan that became effective on December 12, 2014.