SEC Form 4 · accession 0001127602-15-006166
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel H Pilch
Officer — Sr. Group VP and Controller
Period of report
Feb 12, 2015
Accepted (ET)
Feb 17, 2015 · 11:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2015 | M | 3,934 | $0.00 | A | 19,113 | D | |
| Common Stock | Feb 12, 2015 | F | 1,132 | $71.18 | D | 17,981 | D | |
| Common Stock | Feb 12, 2015 | M | 4,996 | $45.61 | A | 22,977 | D | |
| Common Stock | Feb 12, 2015 | S | 4,996 | $71.18 | D | 17,981 | D | |
| Common StockF2 | holding | — | — | — | 4,277 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 12, 2015 | M | 3,934 | D | — | — | Common Stock | 3,934 | 3,934 | D |
| Employee Stock Option (Right to Buy)F3 | $45.61 | Feb 12, 2015 | M | 4,996 | D | — | Feb 12, 2023 | Common Stock | 4,996 | 4,997 | D |
Explanation of responses
- F1Conversion of previously awarded restricted stock units into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2009 Equity Incentive Plan. Half of the remaining restricted stock units will convert on February 12, 2016 and the other half will convert on February 12, 2017.
- F2Reflects acquisition of 147 shares of The Allstate Corporation common stock since January 9, 2015 under The Savings and Profit Sharing Fund of Allstate Employees, a 401(k) plan, pursuant to the most recent plan statement, dated February 10, 2015.
- F3Stock option award granted to reporting person on February 12, 2013. The remaining increments of 25% to vest on February 12, 2016 and February 12, 2017.
Remarks
The cashless exercise of options transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1(c) trading plan that became effective on December 12, 2014.