SEC Form 4 · accession 0001127602-15-006016
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judith P Greffin
Other
Period of report
Feb 11, 2015
Accepted (ET)
Feb 13, 2015 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 11, 2015 | M | 24,642 | $53.84 | A | 75,298 | D | |
| Common Stock | Feb 11, 2015 | M | 4,854 | $62.24 | A | 80,152 | D | |
| Common Stock | Feb 11, 2015 | M | 66,663 | $48.82 | A | 146,815 | D | |
| Common StockF1,F2 | Feb 11, 2015 | S | 96,159 | $71.25 | D | 50,656 | D | |
| Common StockF3 | holding | — | — | — | 3,856 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $53.84 | Feb 11, 2015 | M | 24,642 | D | Feb 21, 2010 | Feb 21, 2016 | Common Stock | 24,642 | 0 | D |
| Employee Stock Option (Right to Buy) | $62.24 | Feb 11, 2015 | M | 4,854 | D | Feb 20, 2011 | Feb 20, 2017 | Common Stock | 4,854 | 21,291 | D |
| Employee Stock Option (Right to Buy) | $48.82 | Feb 11, 2015 | M | 66,663 | D | Feb 26, 2012 | Feb 26, 2018 | Common Stock | 66,663 | 30,000 | D |
Explanation of responses
- F1Reflects weighted average sale price for open-market sales transaction reported herein. Actual sale prices ranged from $71.15 to $71.38. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.
- F2Form also reflects .002 shares acquired during period of July 8, 2014 through January 7, 2015 through the Shareowner Service Plus Plan, which reinvests dividends paid on The Allstate Corporation common shares. The total does not include the fractional share interests that were disposed of for cash when the reporting person transferred shares acquired under the plan to a brokerage account.
- F3Reflects acquisition of 174 shares of The Allstate Corporation common stock since August 7, 2014 under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated February 9, 2015.