SEC Form 4 · accession 0001127602-15-005992
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Don Civgin
Other
Period of report
Feb 11, 2015
Accepted (ET)
Feb 13, 2015 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 11, 2015 | M | 44,303 | $31.41 | A | 89,505 | D | |
| Common Stock | Feb 11, 2015 | M | 34,086 | $31.74 | A | 123,591 | D | |
| Common Stock | Feb 11, 2015 | M | 2,885 | $31.56 | A | 126,476 | D | |
| Common StockF1 | Feb 11, 2015 | S | 81,274 | $71.09 | D | 45,202 | D | |
| Common StockF2 | holding | — | — | — | 1,348 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $31.41 | Feb 11, 2015 | M | 44,303 | D | Feb 22, 2014 | Feb 22, 2020 | Common Stock | 44,303 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $31.74 | Feb 11, 2015 | M | 34,086 | D | — | Feb 22, 2021 | Common Stock | 34,086 | 28,836 | D |
| Employee Stock Option (Right to Buy)F4 | $31.56 | Feb 11, 2015 | M | 2,885 | D | — | Feb 21, 2022 | Common Stock | 2,885 | 54,787 | D |
Explanation of responses
- F1Reflects weighted average sale price for open-market sales transaction reported herein. Actual sale prices ranged from $70.66 to $71.41. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.
- F2Reflects acquisition of 148 shares of The Allstate Corporation common stock since February 3, 2015 under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated February 12, 2015.
- F3Stock option award granted to reporting person on February 22, 2011. The remaining 25% to vest on February 22, 2015.
- F4Stock option award granted to reporting person on February 21, 2012. The remaining increments of 25% to vest on February 21, 2015 and February 21, 2016.