SEC Form 4 · accession 0001127602-15-005190
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine A Mabe
Other
Period of report
Feb 6, 2015
Accepted (ET)
Feb 10, 2015 · 1:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2015 | M | 10,285 | $28.34 | A | 18,069 | D | |
| Common Stock | Feb 6, 2015 | M | 25,951 | $31.56 | A | 44,020 | D | |
| Common StockF1 | Feb 6, 2015 | S | 26,353 | $71.26 | D | 17,667 | D | |
| Common StockF2 | holding | — | — | — | 1,833 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $28.34 | Feb 6, 2015 | M | 10,285 | D | — | Aug 1, 2021 | Common Stock | 10,285 | 10,285 | D |
| Employee Stock Option (Right to Buy)F4 | $31.56 | Feb 6, 2015 | M | 25,951 | D | — | Feb 21, 2022 | Common Stock | 25,951 | 25,952 | D |
Explanation of responses
- F1Reflects weighted average sale price for open-market sales transaction reported herein. Actual sale prices ranged from $71.23 to $71.31. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.
- F2Reflects acquisition of 160 shares of The Allstate Corporation common stock since August 5, 2014 under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated February 8, 2015.
- F3Stock option award granted to reporting person on August 1, 2011. The remaining 25% to vest on August 1, 2015.
- F4Stock option award granted to reporting person on February 21, 2012. The remaining increments of 25% to vest on February 21, 2015 and February 21, 2016.