SEC Form 4 · accession 0001209191-17-054692
SHARPS COMPLIANCE CORP · SMED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David P Tusa
Officer — CEO and President · Director
Period of report
Sep 28, 2017
Accepted (ET)
Oct 2, 2017 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000898770
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Sharps Compliance 2010 Stock PlanF1 | $4.80 | Sep 28, 2017 | A | 50,000 | A | Sep 28, 2018 | Sep 28, 2024 | Common Stock | 50,000 | 414,270 | D |
Explanation of responses
- F1Mr. Tusa was granted options to purchase 50,000 shares of common stock under the Sharps Compliance 2010 Stock Plan which vests as follows: one-fourth on September 28, 2018, one-fourth on September 28, 2019, one-fourth on September 28, 2020 and one-fourth on September 28, 2021. The exercise price of the stock is $4.80 according to the agreement.