SEC Form 4 · accession 0001209191-15-070184
SHARPS COMPLIANCE CORP · SMED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brandon Beaver
Officer — Senior Vice-President of Sales
Period of report
Sep 10, 2015
Accepted (ET)
Sep 10, 2015 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000898770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 10, 2015 | M | 12,500 | $2.80 | A | 12,500 | D | |
| Common Stock | Sep 10, 2015 | M | 10,000 | $3.01 | A | 22,500 | D | |
| Common Stock | Sep 10, 2015 | S | 22,500 | $8.45 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $2.80 | Sep 10, 2015 | M | 12,500 | A | Feb 26, 2015 | Feb 26, 2020 | Common Stock | 12,500 | 213,110 | D |
| Employee Stock Option | $3.01 | Sep 10, 2015 | M | 10,000 | A | Oct 21, 2014 | Oct 21, 2020 | Common Stock | 10,000 | 203,110 | D |
Explanation of responses
- F1Cashless exercise and immediate sale through a broker of a stock award granted on February 26, 2013. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan, are currently exercisable and would have expired on February 26, 2020.
- F2Cashless exercise and immediate sale through a broker of a stock award granted on October 21, 2013. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan, are currently exercisable and would have expired on October 21,2020.