SEC Form 4 · accession 0001209191-15-068562
SHARPS COMPLIANCE CORP · SMED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diana P Diaz
Officer — Vice President & CFO
Period of report
Aug 28, 2015
Accepted (ET)
Aug 31, 2015 · 1:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000898770
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Sharps Compliance 2010 Stock PlanF1 | $6.74 | Aug 28, 2015 | A | 9,270 | A | Aug 28, 2016 | Aug 28, 2022 | Common Stock | 9,270 | 169,845 | D |
Explanation of responses
- F1Ms. Diaz was granted options to purchase 9,270 shares of common stock under the Sharps Compliance 2010 Stock Plan which vests as follows: one-fourth on August 28, 2016, one-fourth on August 28, 2017, one-fourth on August 28, 2018 and one-fourth on August 28, 2019. The exercise price of the stock is $6.74 according to the agreement.