SEC Form 4 · accession 0001209191-15-028234
SHARPS COMPLIANCE CORP · SMED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David P Tusa
Officer — CEO and President · Director
Period of report
Mar 18, 2015
Accepted (ET)
Mar 20, 2015 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000898770
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Sharps Compliance 2010 Stock Option PlanF1 | $5.73 | Mar 18, 2015 | A | 100,000 | A | Mar 18, 2016 | Mar 18, 2022 | Common Stock | 100,000 | 490,625 | D |
Explanation of responses
- F1Mr. Tusa was granted options to purchase 100,000 shares of common stock under the Sharps Compliance 2010 Stock Plan which vests as follows: one-fourth on March 18, 2016, one-fourth on March 18, 2017, one-fourth on March 18, 2018, and one-fourth on March 18, 2019. The exercise price of the stock is $5.73 according to the agreement.