SEC Form 4 · accession 0001171843-15-001188
Anika Therapeutics, Inc. · ANIK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond J Land
Director
Period of report
Feb 26, 2015
Accepted (ET)
Mar 2, 2015 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000898437
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2015 | M | 4,500 | $10.50 | A | 19,689 | D | |
| Common StockF2 | Feb 26, 2015 | M | 1,770 | $10.51 | A | 21,459 | D | |
| Common StockF3 | Feb 26, 2015 | F | 1,649 | $39.96 | D | 19,810 | D | |
| Common Stock | Feb 27, 2015 | S | 4,621 | $39.49 | D | 15,189 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $10.50 | Feb 26, 2015 | A | 4,500 | D | — | Jan 24, 2016 | Common Stock | 4,500 | 0 | D |
| Stock Appreciation RightF2 | $10.51 | Feb 26, 2015 | A | 1,770 | D | — | Jan 26, 2016 | Common Stock | 1,770 | 0 | D |
Explanation of responses
- F1Exercise of stock appreciation rights ("SARs") granted on January 24, 2006 vesting in four annual installments beginning January 24, 2007.
- F2Exercise of SARs granted on January 26, 2006 vesting in four annual installments beginning January 26, 2007.
- F3Reflects 1,649 shares of common stock to cover the exercise of the above listed SARs awards by the Reporting Person on February 26, 2015.