SEC Form 4 · accession 0001246360-17-003323
REINSURANCE GROUP OF AMERICA INC · RGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy T Matson
Officer — EVP, Chief Investment Officer
Period of report
Dec 12, 2017
Accepted (ET)
Dec 14, 2017 · 2:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000898174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2017 | M | 1,187 | $93.53 | A | 2,653 | D | |
| Common StockF1 | Dec 12, 2017 | D | 858 | $160.36 | D | 1,795 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right (right to purchase) 2016 | $93.53 | Dec 12, 2017 | M | 1,187 | D | Dec 31, 2016 | Mar 4, 2026 | Common Stock | 1,187 | 3,562 | D |
Explanation of responses
- F1Represents (i) 693 shares sold to pay the exercise price the purchase of common stock, and (ii) 165 shares withheld to satisfy Company tax withholding obligations. The difference between the number of SARs exercised (1187) and the number of shares withheld to pay exercise price and taxes (858) results in a net settlement of 329 shares.