SEC Form 4 · accession 0001246360-17-002499
REINSURANCE GROUP OF AMERICA INC · RGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alain Neemeh
Officer — SEVP
Period of report
Aug 1, 2017
Accepted (ET)
Aug 3, 2017 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000898174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2017 | M | 8,326 | $59.74 | A | 45,022 | D | |
| Common Stock | Aug 1, 2017 | M | 10,563 | $56.65 | A | 55,585 | D | |
| Common Stock | Aug 1, 2017 | M | 11,426 | $58.77 | A | 67,011 | D | |
| Common StockF1 | Aug 1, 2017 | D | 6,087 | $140.90 | D | 60,924 | D | |
| Common StockF2 | Aug 1, 2017 | D | 7,615 | $140.90 | D | 53,309 | D | |
| Common StockF3 | Aug 1, 2017 | D | 8,317 | $140.90 | D | 44,992 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right (right to purchase) 2011 | $59.74 | Aug 1, 2017 | M | 8,326 | D | Dec 31, 2011 | Feb 22, 2021 | Common Stock | 8,326 | 0 | D |
| Stock Appreciation Right (right to purchase) 2012 | $56.65 | Aug 1, 2017 | M | 10,563 | D | Dec 31, 2012 | Feb 28, 2022 | Common Stock | 10,563 | 0 | D |
| Stock Appreciation Right (right to purchase) 2013 | $58.77 | Aug 1, 2017 | M | 11,426 | D | Dec 31, 2013 | Feb 21, 2023 | Common Stock | 11,426 | 0 | D |
Explanation of responses
- F1Represents (i) 3530 shares withheld to cover the exercise price for the purchase of common stock, and (ii) 2557 shares withheld to satisfy Company tax withholding obligations. The difference between the number of SARs exercised (8326) and the number of shares withheld to pay exercise price and taxes (6087) results in a net settlement of 2239 shares.
- F2Represents (i) 4247 shares withheld to cover the exercise price for the purchase of common stock, and (ii) 3368 shares withheld to satisfy Company tax withholding obligations. The difference between the number of SARs exercised (10563) and the number of shares withheld to pay exercise price and taxes (7615) results in a net settlement of 2948 shares.
- F3Represents (i) 4766 shares withheld to cover the exercise price for the purchase of common stock, and (ii) 3551 shares withheld to satisfy Company tax withholding obligations. The difference between the number of SARs exercised (11426) and the number of shares withheld to pay exercise price and taxes (8317) results in a net settlement of 3109 shares.