SEC Form 4 · accession 0001246360-17-002007
REINSURANCE GROUP OF AMERICA INC · RGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W. Hayden
Officer — SVP, Controller
Period of report
May 22, 2017
Accepted (ET)
May 24, 2017 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000898174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 22, 2017 | M | 2,838 | $59.74 | A | 9,797 | D | |
| Common Stock | May 22, 2017 | M | 4,155 | $56.65 | A | 13,952 | D | |
| Common StockF1 | May 22, 2017 | D | 1,850 | $125.20 | D | 12,102 | D | |
| Common StockF2 | May 22, 2017 | D | 2,639 | $125.20 | D | 9,463 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right (right to purchase) 2011 | $59.74 | May 22, 2017 | M | 2,838 | D | Feb 22, 2011 | Feb 22, 2021 | Common Stock | 2,838 | 0 | D |
| Stock Appreciation Right (right to purchase) 2012 | $56.65 | May 22, 2017 | M | 4,155 | D | Dec 31, 2012 | Feb 28, 2022 | Common Stock | 4,155 | 0 | D |
Explanation of responses
- F1Represents (i) 1355 shares sold to pay the exercise price the purchase of common stock, and (ii) 495 shares withheld to satisfy Company tax withholding obligations. The difference between the number of SARs exercised (2838) and the number of shares withheld to pay exercise price and taxes (1850) results in a net settlement of 988 shares.
- F2Represents (i) 1880 shares sold to pay the exercise price the purchase of common stock, and (ii) 759 shares withheld to satisfy Company tax withholding obligations. The difference between the number of SARs exercised (4155) and the number of shares withheld to pay exercise price and taxes (2639) results in a net settlement of 1516 shares.