SEC Form 4 · accession 0000898173-16-000393
O REILLY AUTOMOTIVE INC · ORLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Allen Dumas
Officer — SVP OF EASTERN STORE OPS/SALES
Period of report
Nov 18, 2016
Accepted (ET)
Nov 18, 2016 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000898173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2016 | M | 4,300 | $28.28 | A | 4,360 | D | |
| Common StockF1 | Nov 18, 2016 | S | 4,300 | $271.2681 | D | 60 | D | |
| Common Stock | holding | — | — | — | 463 | I | Indirectly in the Company's 401k plan. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified employee stock options (right to buy)F2 | $28.28 | Nov 18, 2016 | M | 4,300 | D | Apr 27, 2009 | Apr 27, 2018 | Common Stock | 4,300 | 0 | D |
Explanation of responses
- F1Total includes 19 unvested restricted shares awarded under the Company's Performance Incentive Plan, 16 shares held under the Company's Employee Stock Purchase Plan and 25 shares held directly by Mr. Dumas.
- F2The options vest in four equal annual installments beginning on this date.