SEC Form 4 · accession 0001491321-26-000002
UWHARRIE CAPITAL CORP · UWHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S Todd Swaringen
Director
Period of report
Jun 17, 2026
Accepted (ET)
Jun 18, 2026 · 3:56 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000898171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Held by Self)F2,F3 | Jun 17, 2026 | A | 132 | $11.293 | A | 2,680 | D | |
| Common Stock (Custodian for Daughter) | Dec 15, 2025 | P | 80 | $10.50 | A | 80 | I | Held by Self as Custodian for Daughter |
| Common Stock (Custodian for Daughter) | Dec 15, 2025 | P | 80 | $10.50 | A | 80 | I | Held by Self as Custodian for Daughter |
| Common StockF4 | holding | — | — | — | 2,252 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This acquisition represents payment for a portion of the reporting person's Annual Retainer for serving in the capacity of Director.
- F2The number of shares acquired by the reporting person is based on the amount of the Annual Retainer being paid divided by a weighted average price of the issuer's common stock acquired for this specific payment.
- F3Represents a weighted average price of the issuer's common stock acquired for this specific payment.
- F4Held by Cede & Co., Depository for Pershing LLC Safekeeper for Stephen Todd Swaringen