SEC Form 4 · accession 0001209191-18-040871
UWHARRIE CAPITAL CORP · UWHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allen K Furr
Director
Period of report
Jul 3, 2018
Accepted (ET)
Jul 3, 2018 · 3:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000898171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Jul 3, 2018 | J | 212 | $0.00 | D | 195 | D | |
| Common StockF4,F3 | Jul 3, 2018 | J | 212 | $0.00 | A | 3,703 | D | |
| Common Stock (Held by Self) | holding | — | — | — | 318 | D | ||
| Common Stock (Held jointly with Spouse) | holding | — | — | — | 411 | D | ||
| Common StockF6 | holding | — | — | — | 195 | I | By Pershing LLC As Custodian IRA FBO Jennifer R. Furr (Spouse of Reporting Person) | |
| Common Stock (Held by Spouse as Custodian for Daughter) | holding | — | — | — | 8 | I | By Spouse As Custodian for Daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by Cede & Co., Depository for Pershing LLC As Custodian Roth IRA FBO Allen K. Furr
- F2Shares were debited from a Roth IRA account for the Reporting Person.
- F3No money was exchanged regarding this re-registration of shares.
- F4Held by Cede & Co., Depository for Pershing LLC As Custodian IRA FBO Allen K. Furr
- F5Shares were credited to a regular IRA account for the Reporting Person.
- F6Held by Cede & Co., Depository for Pershing LLC As Custodian IRA FBO Jennifer R. Furr