SEC Form 4 · accession 0001209191-18-028728
UWHARRIE CAPITAL CORP · UWHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nadine B Bowers
Director
Period of report
May 8, 2018
Accepted (ET)
May 9, 2018 · 7:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000898171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Held by Self) | holding | — | — | — | 7,319 | D | ||
| Common Stock (Held by Spouse) | holding | — | — | — | 3,775 | I | By Spouse of Reporting Person Solely | |
| Common Stock (See Footnote 1)F1 | holding | — | — | — | 16,016 | D | ||
| Common Stock (See Footnote 2)F2 | holding | — | — | — | 7,373 | I | By Pershing LLC Safekeeper for Allen H. Bowers (Spouse of Reporting Person Solely) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by Cede & Co., Depository for Pershing LLC Safekeeper for Nadine B. Bowers
- F2Held by Cede & Co., Depository for Pershing LLC Safekeeper for Allen H. Bowers
Remarks
Nadine B. Bowers' term expired as of Uwharrie Capital Corp's Annual Meeting of Shareholders 05-08-2018.