SEC Form 4 · accession 0001209191-17-067304
UWHARRIE CAPITAL CORP · UWHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Stephen Aldridge III
Director
Period of report
Dec 27, 2017
Accepted (ET)
Dec 27, 2017 · 9:59 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000898171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Held by Self)F2 | Dec 27, 2017 | J | 28 | $0.00 | A | 1,449 | D | |
| Common Stock (Held by Self as Custodian for Minor Son)F2 | Dec 27, 2017 | J | 22 | $0.00 | A | 1,145 | I | By Self As Custodian for Minor Son |
| Common Stock (Held by Self as Trustee of Trust)F2 | Dec 27, 2017 | J | 60 | $0.00 | A | 3,060 | D | |
| Common Stock (Held by Mother)F2 | Dec 27, 2017 | J | 197 | $0.00 | A | 10,083 | I | By Mother Solely (Reporting Person POA for Mother) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12-27-2017 as of Record Date 12-15-2017. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
- F2No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12-27-2017 as of Record Date 12-15-2017.