SEC Form 4 · accession 0001209191-17-050272
UWHARRIE CAPITAL CORP · UWHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Stephen Aldridge III
Director
Period of report
Aug 23, 2017
Accepted (ET)
Aug 25, 2017 · 2:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000898171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Held by Mother) | Aug 23, 2017 | S | 300 | $5.40 | D | 9,886 | I | By Mother Solely (Reporting Person POA for Mother) |
| Common Stock (Held by Self) | holding | — | — | — | 1,421 | D | ||
| Common Stock (Held by Self as Custodian for Minor Son) | holding | — | — | — | 1,123 | I | By Self As Custodian for Minor Son | |
| Common Stock (Held by Self as Trustee of Trust) | holding | — | — | — | 3,000 | D |
Table II — derivative securities
No Table II lines on this filing.