SEC Form 4 · accession 0001209191-17-021950
UWHARRIE CAPITAL CORP · UWHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R David Beaver III
Officer — Chief Financial Officer
Period of report
Mar 20, 2017
Accepted (ET)
Mar 21, 2017 · 11:54 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000898171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (See Footnote 1)F1 | Mar 20, 2017 | A | 1,941 | $5.1507 | A | 10,227 | D | |
| Common Stock (Held jointly with Mother) | holding | — | — | — | 1,040 | D | ||
| Common Stock (See Footnote 3)F3 | holding | — | — | — | 3,239 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by Cede & Co., Depository for Pershing LLC Safekeeper for R. David Beaver, III & Emily N. Beaver Ten in Com
- F2Shares granted pursuant to the Uwharrie Capital Corp 2015 Revocable Stock Grant Trust.
- F3Held by Cede & Co., Depository for IRA FBO R. David Beaver, III Pershing LLC As Custodian