SEC Form 4 · accession 0001209191-16-114093
UWHARRIE CAPITAL CORP · UWHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R David Beaver III
Officer — Chief Financial Officer
Period of report
Apr 13, 2016
Accepted (ET)
Apr 13, 2016 · 3:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000898171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (See Footnote 1)F1 | Apr 13, 2016 | A | 2,490 | $4.0044 | A | 8,124 | D | |
| Common Stock (Held jointly with Mother) | holding | — | — | — | 1,020 | D | ||
| Common Stock (See Footnote 3)F3 | holding | — | — | — | 3,176 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by Cede & Co., Depository for Pershing LLC Safekeeper for R. David Beaver, III & Emily N. Beaver Ten in Com
- F2Shares granted pursuant to the Uwharrie Capital Corp 2015 Revocable Stock Grant Trust.
- F3Held by Cede & Co., Depository for IRA FBO R. David Beaver, III Pershing LLC As Custodian