SEC Form 4 · accession 0001209191-15-085733
UWHARRIE CAPITAL CORP · UWHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Stephen Aldridge III
Director
Period of report
Dec 16, 2015
Accepted (ET)
Dec 17, 2015 · 3:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000898171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Held by Father)F2 | Dec 16, 2015 | W | 2,942 | $0.00 | D | 0 | I | By Father Solely (Reporting Person POA for Father) |
| Common Stock (Held by Self as Trustee of Trust)F2 | Dec 16, 2015 | W | 2,942 | $0.00 | A | 2,942 | D | |
| Common Stock (Held by Mother) | holding | — | — | — | 9,987 | I | By Mother Solely (Reporting Person POA for Mother) | |
| Common Stock (Held by Self) | holding | — | — | — | 1,394 | D | ||
| Common Stock (Held by Self as Custodian for Minor Son) | holding | — | — | — | 1,101 | I | By Self As Custodian for Minor Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares formerly held solely by Reporting Person's father (with Reporting Person as POA for father) now held by Reporting Person as Trustee of a Trust due to the death of Reporting Person's father.
- F2Price is not applicable as shares were not sold or purchased.